Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Chester Hegstrom | 4289931 | 1 | 01/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian J Samec | 4254156 | 1 | 04/16/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin Neil Haas | 5125147 | 1 | 06/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George V Howe | 2260666 | 2 | 10/12/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Beth Allen | 1000420 | 2 | 02/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas David Dalessandro | 6355371 | 1 | 11/09/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Tomas Tourville | 2229047 | 1 | 06/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David C Gornitzky | 4914211 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Frederick Sage | 4081585 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Buchanan | 4356705 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |