Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Richard Hunt | 830575 | 7 | 12/14/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Eric Edward Nicolassy | 6244539 | 6 | 10/04/2021 | Customer Dispute | Pending | $103,057.00 | $0.00 | See FINRA Report |