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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Edward Nicolassy6244539604/04/2024Judgment / Lien$0.00$0.00See FINRA Report
Eric Edward Nicolassy6244539604/04/2024Judgment / Lien$0.00$0.00See FINRA Report
William Richard Hunt830575712/14/2023Customer DisputePending$500,000.00$0.00See FINRA Report
Gregory William Melendez4920698506/10/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Eric Edward Nicolassy6244539603/24/2022RegulatoryFinal$0.00$0.00See FINRA Report
Eric Edward Nicolassy6244539610/04/2021Customer DisputePending$103,057.00$0.00See FINRA Report
Gregory William Melendez4920698512/11/2020Customer DisputeSettled$72,253.00$0.00See FINRA Report
Gregory William Melendez4920698512/11/2020Customer DisputeSettled$12,721.00$0.00See FINRA Report
Eric Edward Nicolassy6244539608/22/2019Judgment / Lien$0.00$0.00See FINRA Report
Eric Edward Nicolassy6244539611/08/2018Judgment / Lien$0.00$0.00See FINRA Report

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