Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Richard Hunt | 830575 | 7 | 12/14/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Gregory William Melendez | 4920698 | 5 | 06/10/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eric Edward Nicolassy | 6244539 | 6 | 10/04/2021 | Customer Dispute | Pending | $103,057.00 | $0.00 | See FINRA Report |
| Gregory William Melendez | 4920698 | 5 | 12/11/2020 | Customer Dispute | Settled | $72,253.00 | $0.00 | See FINRA Report |
| Gregory William Melendez | 4920698 | 5 | 12/11/2020 | Customer Dispute | Settled | $12,721.00 | $0.00 | See FINRA Report |
| William Richard Hunt | 830575 | 7 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
| Miguel de Leon Zarraga | 2983023 | 1 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
| Gregory William Melendez | 4920698 | 5 | 11/02/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Richard Hunt | 830575 | 7 | 01/30/1992 | Customer Dispute | Award / Judgment | $2,496.00 | $504.00 | See FINRA Report |