Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Budny | 6608621 | 1 | 06/30/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Lamb | 3201193 | 1 | 08/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Duncan | 5417325 | 2 | 02/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Duncan | 5417325 | 2 | 11/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Reid Nunes | 5979472 | 1 | 09/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Vaughn Taylor | 2392024 | 1 | 06/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Peter Suess | 4535989 | 1 | 07/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Gilbert Kassouf | 5955546 | 1 | 05/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alvin Martindale | 2015452 | 1 | 08/17/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |