Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mollie Becker Taylor | 5856232 | 1 | 09/05/2018 | Customer Dispute | Award / Judgment | $4,615.00 | $1,644.00 | See FINRA Report |
| William Burk Rosenthal | 2030765 | 1 | 04/28/2009 | Customer Dispute | Award / Judgment | $500,000.00 | $52,600.00 | See FINRA Report |
| Garth Kevin Flint | 210005 | 1 | 11/08/1985 | Customer Dispute | Award / Judgment | $5,341.00 | $5,376.59 | See FINRA Report |