Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Joseph Ramos | 1613649 | 4 | 12/26/2007 | Customer Dispute | Dismissed | $2,000,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Ramos | 1613649 | 4 | 08/01/2007 | Customer Dispute | Dismissed | $1,150,000.00 | $0.00 | See FINRA Report |