Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Martin Wasylyshyn | 1901073 | 1 | 12/19/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Francis Kelley | 5729974 | 1 | 05/01/2014 | Customer Dispute | Settled | $28,727.80 | $0.00 | See FINRA Report |
| William Venter | 2254218 | 1 | 08/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daren Lee Pladson | 4342237 | 1 | 06/28/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Frank Mastrapasqua | 1048619 | 1 | 06/23/2006 | Customer Dispute | Settled | $387,987.00 | $0.00 | See FINRA Report |