Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richelle Annette Durkin | 5853347 | 7 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 11/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 10/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Rome | 6436272 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Redhead | 2314181 | 2 | 05/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Redhead | 2314181 | 2 | 03/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Nishan Antoian | 1057744 | 1 | 11/03/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |