Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richelle Annette Durkin | 5853347 | 7 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 04/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 04/15/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 11/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 10/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 09/20/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richelle Annette Durkin | 5853347 | 7 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Wasylyshyn | 1901073 | 1 | 12/19/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Anthony J Rome | 6436272 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Kelley | 5729974 | 1 | 05/01/2014 | Customer Dispute | Settled | $28,727.80 | $0.00 | See FINRA Report |