Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roger Paul Mai | 5508419 | 1 | 11/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |