Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joshua Simon | 6448785 | 1 | 12/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carter Torrey | 5199398 | 1 | 09/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Scott Fleer | 5770517 | 1 | 09/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Elizabeth Gantt | 6347075 | 1 | 03/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Ethridge Gantt | 4671126 | 1 | 12/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Joel Austin | 5994734 | 1 | 05/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Justin Dozier | 6960358 | 1 | 09/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Paul Keane | 5843247 | 1 | 12/17/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Zachary Thomas Hardy | 6136561 | 1 | 08/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Beau Adams | 2687173 | 1 | 08/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |