Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Francis Ruggiero | 4770085 | 3 | 06/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Holly Michelle Wright | 7054904 | 1 | 03/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Clinton Winters | 2207744 | 3 | 03/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Clinton Winters | 2207744 | 3 | 03/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Francis Ruggiero | 4770085 | 3 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Francis Ruggiero | 4770085 | 3 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Frank Torrey | 4070760 | 7 | 09/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David W Brenneman | 6084987 | 2 | 05/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Frank Torrey | 4070760 | 7 | 03/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rodney Clinton Winters | 2207744 | 3 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |