Our Staff has compiled our research into a database of FINRA Broker Disclosures for Horace Mann Investors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Clinton Winters | 2207744 | 1 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Daniel Baker | 7538672 | 5 | 04/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Cruz | 3213255 | 1 | 03/10/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Justin Daniel Baker | 7538672 | 5 | 07/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Daniel Baker | 7538672 | 5 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norma W King | 1799080 | 6 | 10/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norma W King | 1799080 | 6 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norma W King | 1799080 | 6 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norma W King | 1799080 | 6 | 05/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norma W King | 1799080 | 6 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |