Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Rose | 4842996 | 3 | 11/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Rose | 4842996 | 3 | 02/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 11/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Conley | 2765493 | 2 | 04/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Xavier Reilly | 2210571 | 1 | 07/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul George Dietrich | 4389176 | 1 | 04/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Meissner | 1942821 | 4 | 07/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason N Ginder | 1577288 | 4 | 03/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 11/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Gilmore | 1047301 | 2 | 04/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |