Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Firhan Nasir Choudhary | 3023022 | 1 | 12/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Justin Caplen | 4212281 | 1 | 10/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yitzchok Asher Goodman | 1052215 | 6 | 08/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynette A Lisiewski | 1308308 | 1 | 01/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christin M Hinckle | 6060484 | 1 | 05/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mike Angelopoulos | 4070101 | 4 | 03/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey J Carter | 5332331 | 3 | 03/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Thomas Farago | 2478358 | 1 | 12/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allison Barbara Clago | 1193764 | 3 | 12/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Rose | 4842996 | 3 | 03/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |