Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Michael Rainwater | 5958086 | 3 | 12/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Rainwater | 5958086 | 3 | 12/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven E Crouch | 3273557 | 1 | 04/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Keith Cole | 1787207 | 2 | 07/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Price | 2831795 | 1 | 12/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Wright | 4543246 | 1 | 12/12/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allison Barbara Clago | 1193764 | 3 | 12/28/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick Anthony Ciocia | 1751317 | 2 | 08/09/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |