Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip James Fluegge | 1020686 | 2 | 11/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Feisal Ahmed Khan Malik | 2115832 | 3 | 09/30/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 09/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 04/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 10/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 06/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 04/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 09/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Michael Krause | 5180089 | 1 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Airey | 3083616 | 1 | 07/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |