Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 24 | 06/21/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Nicholas B Putnam | 5642801 | 1 | 12/14/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 06/29/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Lloyd Blisk | 2155652 | 1 | 05/30/2017 | Customer Dispute | Award / Judgment | $22,000,000.00 | $3,000,000.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 08/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 08/12/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Eller | 1409368 | 2 | 05/21/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 03/04/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 10/25/2013 | Customer Dispute | Closed-No Action | $19,388.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 08/23/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |