Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas B Putnam | 5642801 | 1 | 12/14/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 08/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 09/11/2007 | Customer Dispute | Denied | $13,595.30 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 05/31/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 01/20/2005 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 11/19/2004 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 10/15/2004 | Customer Dispute | Denied | $7,612.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 09/30/2004 | Customer Dispute | Denied | $6,527.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 07/31/2002 | Customer Dispute | Denied | $65,517.00 | $0.00 | See FINRA Report |