Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Robert Lauria | 2655566 | 1 | 01/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Dwayne Edwards | 5615047 | 1 | 07/10/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carleton F Ellis | 6562250 | 1 | 05/31/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |