Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher D'Espinosa | 5231006 | 1 | 01/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse George Nunez | 6578695 | 1 | 01/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Dylan Traylor | 7730186 | 2 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Dylan Traylor | 7730186 | 2 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Shimkos | 4138164 | 1 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vinh do | 5410292 | 1 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Brown | 6870553 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Franklin Dan Collins | 7704009 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |