Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Migel Reid | 7182496 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher D'Espinosa | 5231006 | 1 | 01/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Geraghty | 4338822 | 3 | 10/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nah'Rya Anala Walker-Pierson | 6948820 | 1 | 09/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Joseph Arthurs | 6637311 | 1 | 08/16/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Geraghty | 4338822 | 3 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dylan Brosious | 6394587 | 1 | 04/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Geraghty | 4338822 | 3 | 10/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady Hertel | 7008943 | 1 | 02/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Henderson | 6436062 | 2 | 01/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |