Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Joon Kim | 2446395 | 3 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Reckner | 5114219 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alan Zirbes | 1125278 | 3 | 02/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alan Zirbes | 1125278 | 3 | 06/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Joon Kim | 2446395 | 3 | 09/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |