Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Ann Goetsch | 1528051 | 1 | 12/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Reckner | 5114219 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Earl Pifer | 3254957 | 1 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Zirbes | 1125278 | 3 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Castaneda | 5917524 | 1 | 08/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathon August Smith | 6547412 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Bryan Setzler | 1945515 | 2 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip John Bucaro | 2171289 | 2 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Steffl | 4452047 | 1 | 03/11/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |