Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aubrey John Richard Elam | 7821360 | 1 | 03/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Alice Spancers | 2128601 | 1 | 04/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Salim Admon | 4952345 | 1 | 06/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 06/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Eric MacKenbach | 2723834 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Bragdon | 1837011 | 1 | 07/09/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Albanese | 2853475 | 1 | 05/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |