Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel George McPherson | 4964802 | 4 | 07/15/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Oliver Paul Gooden | 5380195 | 1 | 11/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel George McPherson | 4964802 | 4 | 08/22/2013 | Customer Dispute | Settled | $4,136,910.00 | $0.00 | See FINRA Report |
| Thomas Frederick Austin | 5835100 | 2 | 10/04/2010 | Customer Dispute | Settled | $75,454.00 | $0.00 | See FINRA Report |
| Thomas Frederick Austin | 5835100 | 2 | 10/04/2010 | Customer Dispute | Settled | $111,525.00 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 11/21/2002 | Customer Dispute | Settled | $52,123.70 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 01/21/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |