Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel George McPherson | 4964802 | 4 | 03/07/2016 | Customer Dispute | Denied | $40,451.50 | $0.00 | See FINRA Report |
| Jonathan Lee Cohen | 2703972 | 1 | 06/20/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey John Casey | 3040426 | 1 | 06/01/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |