Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel George McPherson | 4964802 | 4 | 01/04/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Daniel George McPherson | 4964802 | 4 | 07/15/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Oliver Paul Gooden | 5380195 | 1 | 11/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Scott Donaldson | 2893481 | 1 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel George McPherson | 4964802 | 4 | 03/07/2016 | Customer Dispute | Denied | $40,451.50 | $0.00 | See FINRA Report |
| Daniel George McPherson | 4964802 | 4 | 08/22/2013 | Customer Dispute | Settled | $4,136,910.00 | $0.00 | See FINRA Report |
| Jonathan Lee Cohen | 2703972 | 1 | 06/20/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Mazzali | 2333739 | 4 | 07/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Frederick Austin | 5835100 | 2 | 10/04/2010 | Customer Dispute | Settled | $75,454.00 | $0.00 | See FINRA Report |
| Thomas Frederick Austin | 5835100 | 2 | 10/04/2010 | Customer Dispute | Settled | $111,525.00 | $0.00 | See FINRA Report |