Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Cleveland Collier | 873890 | 1 | 05/29/2017 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 02/25/2013 | Customer Dispute | Settled | $82,756.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 01/11/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 05/08/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 08/01/2000 | Customer Dispute | Settled | $344,632.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 06/23/1999 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Michael Preston Cox | 1241173 | 2 | 09/24/1996 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |