Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Mark Dabareiner | 1893076 | 18 | 09/12/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Cleveland Collier | 873890 | 1 | 05/29/2017 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| Frank Dominic Corto | 2537861 | 6 | 12/03/2014 | Customer Dispute | Pending | $21,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 02/25/2013 | Customer Dispute | Settled | $82,756.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 02/17/2013 | Customer Dispute | Denied | $21,643.70 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 01/11/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 12/15/2009 | Customer Dispute | Denied | $26,151.60 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 11/05/2009 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 05/08/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |