Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Mark Dabareiner | 1893076 | 18 | 09/12/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 02/17/2013 | Customer Dispute | Denied | $21,643.70 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 12/15/2009 | Customer Dispute | Denied | $26,151.60 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Preston Cox | 1241173 | 2 | 08/19/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Thomas Stephen Walls | 1105863 | 14 | 07/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 07/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 07/28/2004 | Customer Dispute | Denied | $112,432.00 | $0.00 | See FINRA Report |
| Jon Mark Dabareiner | 1893076 | 18 | 09/19/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |