Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lynn Breton | 2802956 | 1 | 03/05/2024 | Customer Dispute | Settled | $45,166.00 | $0.00 | See FINRA Report |
| Grason Lanz | 6743666 | 1 | 10/14/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin Paul Julianel | 5705371 | 1 | 07/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Donald Coffman | 2206779 | 1 | 06/26/2020 | Customer Dispute | Settled | $17,790.50 | $0.00 | See FINRA Report |
| Jimmy Shannon Forbis | 210980 | 3 | 10/29/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Marc Rosell | 4107368 | 2 | 11/01/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 08/08/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas R Thorpe | 4396530 | 1 | 06/08/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 08/23/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |