Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Franklin Farnsworth | 1410953 | 1 | 06/14/2019 | Customer Dispute | Denied | $147,000.00 | $0.00 | See FINRA Report |
| Jimmy Shannon Forbis | 210980 | 3 | 09/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Pelland | 4193640 | 1 | 05/23/2016 | Customer Dispute | Denied | $48,368.90 | $0.00 | See FINRA Report |
| John Joseph Demboski | 4320709 | 1 | 12/18/2015 | Customer Dispute | Denied | $5,050.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Richard Russ | 2137325 | 1 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Fay | 2277450 | 1 | 03/24/2011 | Customer Dispute | Denied | $13,305.30 | $0.00 | See FINRA Report |
| Jonathan David Herbruck | 2078003 | 3 | 01/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Marc Rosell | 4107368 | 2 | 12/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |