Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lynn Breton | 2802956 | 1 | 03/05/2024 | Customer Dispute | Settled | $45,166.00 | $0.00 | See FINRA Report |
| Thomas George Anderson | 4764223 | 1 | 11/17/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Grason Lanz | 6743666 | 1 | 10/14/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin Paul Julianel | 5705371 | 1 | 07/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Donald Coffman | 2206779 | 1 | 06/26/2020 | Customer Dispute | Settled | $17,790.50 | $0.00 | See FINRA Report |
| Wayne Franklin Farnsworth | 1410953 | 1 | 06/14/2019 | Customer Dispute | Denied | $147,000.00 | $0.00 | See FINRA Report |
| Jimmy Shannon Forbis | 210980 | 3 | 10/29/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jimmy Shannon Forbis | 210980 | 3 | 09/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Pelland | 4193640 | 1 | 05/23/2016 | Customer Dispute | Denied | $48,368.90 | $0.00 | See FINRA Report |
| John Joseph Demboski | 4320709 | 1 | 12/18/2015 | Customer Dispute | Denied | $5,050.00 | $0.00 | See FINRA Report |