Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prospera Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Lynn | 2190764 | 5 | 12/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Fremont Thorndike | 1284070 | 2 | 10/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bobby Joe Boyd | 2268163 | 2 | 10/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bobby Joe Boyd | 2268163 | 2 | 09/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Jo Sheeder | 4818003 | 1 | 12/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tamekia Yolanda Thompson | 4758361 | 1 | 07/27/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |