Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prospera Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Jane Barriger | 1379980 | 1 | 07/28/2008 | Customer Dispute | Award / Judgment | $2,000,000.00 | $525,000.00 | See FINRA Report |
| David Watts McMahan | 3078266 | 2 | 05/12/2005 | Customer Dispute | Award / Judgment | $123,000.00 | $77,000.00 | See FINRA Report |
| C Anderson Cooper | 1025450 | 4 | 09/24/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Erik Edward Lundy | 2891937 | 5 | 01/12/2003 | Customer Dispute | Award / Judgment | $29,000.00 | $100,000.00 | See FINRA Report |
| Danny James Chapman | 1171703 | 1 | 09/25/2000 | Customer Dispute | Award / Judgment | $28,925.00 | $4,693.94 | See FINRA Report |
| Richard Dean Pascuzzi | 711548 | 24 | 04/27/1994 | Customer Dispute | Award / Judgment | $10,000.00 | $10,150.00 | See FINRA Report |