Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prospera Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard Thaddeus Taylor | 1748899 | 3 | 12/06/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Ryan R Hyslop | 5693941 | 1 | 01/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn Quentin Sabelhaus | 3166110 | 2 | 08/26/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Donald Poosch | 2490703 | 6 | 02/24/2018 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Brendan Reed Lewis | 4018373 | 1 | 10/12/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Patrick McLanahan | 2356791 | 3 | 05/27/2011 | Customer Dispute | Denied | $770,095.00 | $0.00 | See FINRA Report |
| Kenneth Clayton Price | 2894885 | 1 | 08/13/2010 | Customer Dispute | Denied | $57,960.00 | $0.00 | See FINRA Report |
| Bryan Paul Bernard | 2066647 | 2 | 06/28/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Stephens | 3041442 | 3 | 10/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Duboise | 4553531 | 2 | 10/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |