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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian Troy Hinson2783737302/16/2024Customer DisputePending$0.00$0.00See FINRA Report
Kevin Carl Kingston829132406/03/2013Customer DisputeDenied$77,000.00$0.00See FINRA Report
Jonathon Merickel4570992108/10/2010Customer DisputeDenied$50,000.00$0.00See FINRA Report
Kevin Carl Kingston829132401/04/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Troy Hinson2783737301/17/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Brian Troy Hinson2783737311/08/2004Customer DisputeDenied$80,000.00$0.00See FINRA Report
David Joseph Huber1051523106/13/2001Customer DisputeAward / Judgment$100,000.00$22,985.00See FINRA Report
Kevin Carl Kingston829132402/01/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Carl Kingston829132411/02/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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