Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Lawrence Kalousek | 7287301 | 1 | 06/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel Gonzalez | 5449546 | 2 | 11/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel Gonzalez | 5449546 | 2 | 04/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Oliver Klitzke | 6721126 | 1 | 01/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Doty Cummings | 5305204 | 1 | 06/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |