Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Troy Hinson | 2783737 | 3 | 02/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Carl Kingston | 829132 | 4 | 06/03/2013 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Jonathon Merickel | 4570992 | 1 | 08/10/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Carl Kingston | 829132 | 4 | 01/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Kalousek | 7287301 | 1 | 06/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Troy Hinson | 2783737 | 3 | 01/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Troy Hinson | 2783737 | 3 | 11/08/2004 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| John Lile Williams | 3227126 | 1 | 05/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Gonzalez | 5449546 | 2 | 11/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Joseph Huber | 1051523 | 1 | 06/13/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $22,985.00 | See FINRA Report |