Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Lee Funke | 6123070 | 1 | 12/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Patrick Monahan | 6508945 | 1 | 08/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher L Clepp | 6172518 | 2 | 07/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher L Clepp | 6172518 | 2 | 10/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Henry Dennard | 5518995 | 1 | 08/15/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linwood Forrest Hamilton | 823161 | 2 | 01/27/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Frederick Yost | 821097 | 2 | 12/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |