Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Allen Gash | 2275493 | 2 | 11/23/2015 | Customer Dispute | Denied | $6,408.78 | $0.00 | See FINRA Report |
| Mark Allen Gash | 2275493 | 2 | 10/15/2015 | Customer Dispute | Denied | $13,816.20 | $0.00 | See FINRA Report |
| Linwood Forrest Hamilton | 823161 | 2 | 08/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Frank | 1170889 | 1 | 11/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Powell Hill | 2163742 | 3 | 07/19/2011 | Customer Dispute | Denied | $672,000.00 | $0.00 | See FINRA Report |
| James Robert Murphree II | 4592590 | 1 | 04/12/2011 | Customer Dispute | Denied | $5,672.00 | $0.00 | See FINRA Report |
| Brent Richard Ewert | 2104116 | 2 | 04/28/2009 | Customer Dispute | Denied | $387,078.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 02/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Francisco Sprinz | 843931 | 1 | 07/07/2008 | Customer Dispute | Denied | $26,240.00 | $0.00 | See FINRA Report |