Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Richard Ewert | 2104116 | 2 | 11/29/2023 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Donald R Ayers | 1529464 | 8 | 06/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald R Ayers | 1529464 | 8 | 04/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 12/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 07/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 03/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Killgore Ross | 1111825 | 2 | 09/18/2020 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Sowinski | 1159924 | 3 | 05/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Sowinski | 1159924 | 3 | 11/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |