Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Todd Mayer | 2640631 | 2 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Henry Chiappone | 728092 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip S. Rabinovich | 3232299 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jay Shapiro | 1104658 | 3 | 09/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Nmn Choy | 4464917 | 2 | 02/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 06/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlton Perry Fletcher | 2455798 | 5 | 08/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth William Garvey | 502484 | 3 | 11/04/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Blatchford | 1040987 | 2 | 09/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |