Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Jan Yagman | 502889 | 2 | 11/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Jan Yagman | 502889 | 2 | 10/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter James Blatchford | 1040987 | 2 | 12/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Dixon | 1572303 | 7 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth William Garvey | 502484 | 3 | 11/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip George Hamilton | 3099415 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth William Garvey | 502484 | 3 | 12/15/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Charles Dixon | 1572303 | 7 | 08/31/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Feeney | 1665401 | 2 | 05/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Gamello | 1722812 | 1 | 10/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |