Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dinosaur Financial Group, L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Jay Shapiro | 1104658 | 3 | 01/23/2008 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
Brian Todd Mayer | 2640631 | 2 | 02/03/2003 | Customer Dispute | Settled | $155,484.00 | $0.00 | See FINRA Report |
Carlton Perry Fletcher | 2455798 | 5 | 08/07/2000 | Customer Dispute | Award / Judgment | $30,244.00 | $10,000.00 | See FINRA Report |
Andrew Jay Shapiro | 1104658 | 3 | 04/06/1999 | Customer Dispute | Settled | $38,432.00 | $0.00 | See FINRA Report |
Lore Marie Gordon | 1603850 | 2 | 10/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marc Reuben Rappaport | 1929619 | 1 | 10/15/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |