Our Staff has compiled our research into a database of FINRA Broker Disclosures for USCA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Domenic Kappotis | 4871251 | 1 | 03/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yona S Reaux | 4677245 | 1 | 04/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Albert Rushing | 407409 | 2 | 05/24/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |