Our Staff has compiled our research into a database of FINRA Broker Disclosures for USCA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Ton | 1532181 | 4 | 11/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Austin Howle | 1284162 | 4 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ripoll | 2557442 | 3 | 10/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Wilson Howe | 2768019 | 2 | 12/21/2005 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Amanda Ton | 1532181 | 4 | 10/28/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Morris Scott Gottesman | 1810075 | 3 | 11/19/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karee Hoffman Sampson | 1240088 | 1 | 11/11/2002 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Morris Scott Gottesman | 1810075 | 3 | 12/14/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jean Neustadt Jr. | 346765 | 1 | 11/17/1998 | Customer Dispute | Denied | $8,756.12 | $0.00 | See FINRA Report |