Our Staff has compiled our research into a database of FINRA Broker Disclosures for USCA Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Tinnell Ellis | 2866138 | 3 | 01/29/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Tinnell Ellis | 2866138 | 3 | 08/18/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Tinnell Ellis | 2866138 | 3 | 01/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |