Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Levine | 2887884 | 1 | 07/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Alberto Lopez | 5308923 | 1 | 11/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Stuckey | 2445666 | 10 | 10/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Anthony Zufall | 5760653 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert W. Hammel | 5267010 | 1 | 07/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Francis Meszaros | 4501329 | 2 | 04/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Marie Kircher | 2876887 | 6 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Stuckey | 2445666 | 10 | 03/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Payo | 2295275 | 1 | 08/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Stuckey | 2445666 | 10 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |